Legal DISCLOSURES
By Using This Website You Acknowledge The Following:
(1) Casimir is a subsidiary of Casimir Capital Group LLC. Casimir Capital Group LLC owns other independent subsidiaries including Casimir Capital Ltd. (member IIROC, CIPF), Casimir Capital Administracao De Recursos E Participacoes Ltda., Ponderosa Resource Advisors, LLC, Casimir Resource Advisors, LLC and Physical Commodity Merchants, LLC. Casimir may have business relationships with other companies, including but not limited to the aforementioned entities, which could conflict with any relationship that Casimir may have with you. (2) The accuracy of any information provided by Casimir is solely based on the information provided by the Issuer or Investor involved. Casimir takes no responsibility for its accuracy. (3) The information may be considered to be material non-public information and must therefore be treated appropriately as required by state and federal laws. (4) You are a sophisticated and accredited investor. (5) Investments in private offerings involve a high degree of risk and any investment can lose its complete value. (6) Casimir will not accept orders and/or instructions transmitted by e-mail, and Casimir will not be responsible for carrying out such orders and/or instructions. (7) Casimir reserves the right to monitor and review the content of all e-mail communications sent and/or received by its employees. (8) Since Casimir is not a tax advisor, transactions requiring tax consideration should be reviewed carefully with your tax advisor. (9) Casimir is not a law firm and provides no legal opinion or legal advice. (10) Casimir and/or its directors, officers or employees may have financial interest, directly or indirectly, in any company that provides deals with during the normal course of business.
Research / Investment Banking Information Barriers:
Due to US securities rules and regulations, you may not have a joint communication with any member of the Casimir Research Department and any member of the Casimir Investment Banking Department. No party may pass information between any member of the Casimir Research Department and any member of the Casimir Investment Banking Department without prior authorization from the Casimir Compliance Department.
Strength and Stability to Trade:
National Financial Services, LLC (NFS), a registered broker/dealer, a member of the New York Stock Exchange (NYSE) and a member of the Financial Industry Regulatory Authority (FINRA), acts as clearing agent for trades of customers whose accounts are introduced to NFS by Introducing Firms. Customer accounts are established under the client name on a "fully disclosed" basis at NFS. NFS is a wholly owned subsidiary of Fidelity Investments. Customer Accounts cleared and carried by National Financial Services Corporation (NFSC) on behalf of correspondent broker/dealers are protected by the Securities Investors Protection Corporation (SIPC). National Financial Services Corporation (NFSC) is a member of SIPC, through which customer accounts are protected for up to $500,000; including $100,000 for free cash balances. In addition, National Financial Services Corporation (NFSC) purchases excess SIPC protection from Radian Asset Assurance Inc for all securities customers up to the net equity securities balance. The SIPC protection and excess SIPC protection do not apply to shares of the RMA Money Funds, LIR Premier Money Market Funds, Liquid Institutional Reserves, and proprietary Mutual Funds because such shares are registered directly in the name of the account holder, are held by the fund manager, and are not held by National Financial Services Corporation (NFSC) The SIPC protection and excess SIPC protection do not protect against changes in the market value. Additional information is available upon request.
Penson Financial Services, Inc. (PFSI), is a member of the Securities Investors Protection Corporation (SIPC), which provides customers with insurance protection for amounts up to $500,000 each, with a limitation of $100,000 on claims for cash balances. Penson Financial Services, Inc. (PFSI) has also acquired “Excess SIPC” insurance from a third party insurer to protect client accounts up to their net equity for loss of securities and cash held at Penson Financial Services, Inc. (PFSI), up to an overall firm aggregate of US $200,000,000 over all customer accounts. This “Excess SIPC” protection is in addition to the protection provided by the Securities and Investors Protection Act, which is administered by SIPC, and is subject to certain conditions and limitations, details of which are available upon request. The above coverage does not protect against loss of the market value of securities.