Strength and Stability to Trade:
National Financial Services, LLC (NFS), a registered broker/dealer, a member of the New York Stock Exchange (NYSE) and a member of the Financial Industry Regulatory Authority (FINRA), acts as clearing agent for trades of customers whose accounts are introduced to NFS by Introducing Firms. Customer accounts are established under the client name on a "fully disclosed" basis at NFS. NFS is a wholly owned subsidiary of Fidelity Investments (www.clearing.fidelity.com). Customer Accounts cleared and carried by National Financial Services Corporation (NFSC) on behalf of correspondent broker/dealers are protected by the Securities Investors Protection Corporation (SIPC). National Financial Services Corporation (NFSC) is a member of SIPC, through which customer accounts are protected for up to $500,000; including $100,000 for free cash balances. In addition, National Financial Services Corporation (NFSC) purchases excess SIPC protection from Radian Asset Assurance Inc for all securities customers up to the net equity securities balance. The SIPC protection and excess SIPC protection do not apply to shares of the RMA Money Funds, LIR Premier Money Market Funds, Liquid Institutional Reserves, and proprietary Mutual Funds because such shares are registered directly in the name of the account holder, are held by the fund manager, and are not held by National Financial Services Corporation (NFSC) The SIPC protection and excess SIPC protection do not protect against changes in the market value. Additional information is available upon request.
Penson Financial Services, Inc. (PFSI), is a member of the Securities Investors Protection Corporation (SIPC), which provides customers with insurance protection for amounts up to $500,000 each, with a limitation of $100,000 on claims for cash balances. For important information regarding SIPC, please visit www.sipc.org. Penson Financial Services, Inc. (PFSI) has also acquired Excess SIPC insurance from a third party insurer to protect client accounts up to their net equity for loss of securities and cash held at Penson Financial Services, Inc. (PFSI), up to an overall firm aggregate of US $200,000,000 over all customer accounts. This Excess SIPC protection is in addition to the protection provided by the Securities and Investors Protection Act, which is administered by SIPC, and is subject to certain conditions and limitations, details of which are available upon request. The above coverage does not protect against loss of the market value of securities.
Notice Regarding Entry of Orders and Instructions:
Please do not transmit orders/or instructions regarding your Casimir Capital L.P. account(s) by e-mail. Casimir Capital L.P. will not accept orders and/or instructions transmitted by e-mail, and Casimir Capital L.P. will not be responsible for carrying out such orders and/or instructions.
Notice Regarding Privacy and Confidentiality:
Casimir Capital L.P. reserves the right to monitor and review the content of all e-mail communications sent and/or received by its employees.
Business Continuity Plan:
In the event of any significant business disruption (SBD), instructions to clients & employees on who to contact and how to proceed will appear here as a link on this web site.
General Disclosure:
This material has been prepared for informational purposes only. While it is based on information generally available to the public from sources we believe to be reliable, no representation is made that the subject information is accurate or complete. Past performance is not a guarantee nor does it necessarily serve as an indicator of future results. Price and availability are subject to change without notice. Additional information is available upon request. This report is not the official record of your account. It has been prepared to assist you with your investment planning and is for informational purposes only. Therefore, if there are any discrepancies between this report and your Account Statement, you should rely on the Account Statement and call your Registered Representative with any questions. Since Casimir Capital L.P. is not a tax advisor, transactions requiring tax consideration should be reviewed carefully with your tax advisor. Casimir Capital L.P. is not a law firm and provides no legal opinion or legal advice. Casimir Capital L.P. and/or its officers or employees may have positions in any of the securities of this (these) issuer(s).
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Casimir Capital All Rights Reserved.